Regulatory/compliance
Our firm has extensive experience in working with our financial services clients to manage their regulatory and compliance requirements. This includes advising clients in relation to their regulatory obligations and liaising with regulatory bodies on our clients' behalf to minimise negative operational impact. We have helped financial services providers design and implement practical policies and procedures that ensure they comply with their regulatory obligations.
Our regulatory & compliance expertise includes:
- Adapting and conforming group global compliance policies to Australian requirements
- Advising on applications for regulatory relief and exemptions
- Anti-Money Laundering
- Banking Act compliance and advice
- Banking and financial services prudential standards compliance advice
- Code of Banking Practice and other industry codes of practice
- Cross-border compliance issues
- EFT Code of Conduct
- Fair Trading
- Financial services reform
- Liaison with key Australian financial services regulators APRA, ASIC, AUSTRAC and RBA
- Payment systems regulation
- Privacy obligations
- Trade Practices
- Uniform Consumer Credit Code
Local contacts